menu

Huatai Group

Huatai Securities Co., Ltd. (“Huatai Securities” or “the Group”) is a leading integrated securities group in China, with a substantial customer base, a leading e-Platform and a highly collaborative full-service business model.

Huatai Securities was established in May 1991, and was listed at Shanghai Stock Exchange (601688.SH) and HKEX (6886.HK) on February 26, 2010 and June 1, 2015 respectively. Over our more than two decades of operating history, the Group has achieved rapid growth by successfully capitalizing on the transformation and innovation opportunities of China's capital market and securities industry. Huatai Securities’s major financial indicators and business indicators are among the forefront of the domestic securities industry.

During recent years, the Group has focused on providing customers with the full life-cycle integrated financial services. Huatai Securities has built a full-service business model which is led by investment banking, underpinned by brokerage and wealth management and supported by asset management as well as investment and trading.

For more info about Huatai Securities, please click HERE (http://www.htsc.com.cn/htzq/investor/en/index.jsp).

Huatai International

Huatai International Financial Holdings Company Limited (“Huatai International” or “the Company”), is the only overseas wholly-owned or controlled subsidiary of Huatai Securities. Huatai International is the Huatai Group’s international arm which plays as a crucial role in the group's internationalization strategy by:
a) not only providing offshore capital market services (and a global business platform) but also provides onshore clients with valuable cross-border capital market services (aligned with the mainland China government’s policies and commercial intentions);
b) actively making use of Huatai Securities’ leading position, distribution network and customer base in mainland China;
c) integrating on a global basis across many jurisdictions and regions, a successful and fully integrated international financial platform with innovative financial services solutions.

Huatai International operates as a holding company for consolidating all of the group’s cross-border businesses and companies under one umbrella, offering a truly unified and international business platform. In recognition of such international strength, the renowned international rating agency Standard and Poor’s has assigned Huatai International a “BBB+” rating (for long term) and “A-2” (for short-term).


Huatai Financial Holdings (Hong Kong) Limited

Huatai Financial Holdings (Hong Kong) Limited (“Huatai Financial”) is the premier flagship entity of Huatai International, was established in 2006 with a registered capital of HK$8.8 billion and:
• is a licensed corporation registered with the Hong Kong Securities and Futures Commission (CE No.: AOK809) (“SFC”)
• to authorized by the SFC to conduct the following activities:
a) Type 1 (dealing in securities) b) Type 2 (dealing in futures contracts) c) Type 4 (advising on securities) d) Type 6 (advising on corporate finance) e) Type 9 (asset management) regulated activities
• is a Participant of the Hong Kong Exchanges and Clearing Limited (Participant ID: B01829).

2022 Asia Money Best Bank Awards 2022:
-Most Transformed Investment Bank Hong Kong SAR
Bloomberg Businessweek/Chinese Edition Won Financial Institution Awards 2022 (Securities – Service Awards) at:
-Securities Company of the Year - Outstanding
-Risk Management - Outstanding
-Digital Innovation - Excellence
-IPO Deals - Excellence
-Corporate Finance Deal (China Greater Bay Area) -Excellence
The Asset The Asset Triple A Digital Awards 2022:
-Best Mobile Brokerage Application (Hong Kong SAR)
2021 Bloomberg Businessweek/Chinese Edition Won Financial Institution Awards 2021 (Securities – Service Awards) at:
-Securities Company of the Year - Outstanding
-Risk Management - Outstanding
-Digital Innovation - Excellence
-IPO Deals - Excellence
-Corporate Finance Deal (China Greater Bay Area) -Excellence
Hong Kong Stock Exchange Won Stock Connect Awards 2020 at:
Breakthrough Brokers of the Year
The Asset Won Digital Project Awards 2021 at:
Best Mobile Brokerage Application
Private Debt Investors Won PDI Annual Awards 2020 at:
-Deal of the Year (Asia-pacific)
-Real Estate Debt Fund Manager of the Year (Asia-pacific)
ETNet Won FinTech Awards 2020 at:
Trading Systems - Outstanding All Rounded Stock Trading Mobile App
2020 Institutional Investor Ranked 2nd among all china and international investment banks in Institutional Investor All-China survey 2018, with 19 prizes from six teams
Hong Kong China Fund Industry Association (HKCAMA)/Bloomberg Won the Offshore Chinese Fund Awards 2020 at:
Best Digital Financial Service - Huatai Zhangle Global
Private Fund: Greater China Equity (3 Year)
Huatai HK SPC – Huatai RQFII Fund 3 Segregated Portfolio
The Asset Won Triple A Country Awards 2020 at:
Best corporate and institutional adviser (Securities) – Domestic, Hong Kong
Best private debt adviser, Hong Kong
Hong Kong Tai Kung Wen Wei Media Group Won The Tenth Golden Bauhinia Awards for Chinese Securities 2020 at:
Best Chinese Securities
Securities Times Won Jun Ding Awards of China Securities 2020 at:
HK&US Stock Trading APP
FinanceAsia Won Achievement Awards 2020 at:
MEGATREND DEAL OF THE YEAR - HEALTHCARE
RemeGen’s HK$3.99 billion ($514 million) Hong Kong IPO
The Asset Won Triple A Sustainable Investing Awards for Institutional Investor, ETF and Asset Servicing Providers 2020 at:
Best Custody Mandate – Broker Dealer
Bloomberg Businessweek/Chinese Edition Won Financial Institution Awards 2010 (Securities – Service Awards) at:
Corporate Finance Deal-Excellence Performance
Risk Management- Outstanding Performance
Private Debt Investors Pick up “Asian Lender of the Year” of the 2019 PDI Annual Awards
ETNet Won FinTech Awards 2019 at
-Outstanding Wealth Management Cybersecurity Solution (Cybersecurity / Anti-Fraud)
-Outstanding Wealth Management Cloud Application Solution (Cloud)
Hong Kong China Fund Industry Association (HKCAMA) and Bloomberg 2019 Offshore China Fund Awards
-Best Fund Performance – Private Fund – Greater China Equity (1 Year)
-Best Fund Performance – Private Fund – Greater China Equity (3 Year)
The Asset Triple A Country Awards 2019
-Best Corporate and Institutional Adviser – Domestic (Securities)(Hong Kong Area)
-Best Private Debt Adviser (Hong Kong Area)
-Best Private Debt Deal (Hong Kong Area)
-Best IPO (China)
2019 National Business Daily 2019 Golden Tripod Award – Most Influential Chinese Securities Firm in Overseas Market
Private Debt Investors “Asian Lender of the Year” of the 2018 PDI Annual Awards - Huatai Financial
Bloomberg Businessweek/Chinese Edition -Risk Management – Excellence
-Corporate Financial Deal – Excellence
-IPO Deals – Outstanding
-Securities Company of the Year – Outstanding
International Financial News 2019 Hong Kong IPO Pioneer Award
China Financial Market Star Investment Banking Award in the Capital Market of the Year – Huatai Financial
2018 The Asset Triple A Country Awards 2018 (Hong Kong Area) - Huatai Financial
-Best Corporate and Institutional Adviser –Domestic (securities)
-Best High Yield Bond
-Best Syndicated Loan/Acquisition Finance
Institutional Investor Huatai Financial ranked SECOND among all china and international investment banks in Institutional Investor All-China survey 2018
Dealogic Huatai Financial ranked THIRD in terms of both number of IPO sponsorships with fundraising scale of more than U.S.$50 million and the total fundraising volume in Hong Kong in the first half of 2018
Cerulli Associates AssetMark ranked THIRD in terms of the TAMP market share in the United States as at the end of the first quarter of 2018
Hong Kong China Fund Industry Association (HKCAMA) and Bloomberg Industry Association (HKCAMA) Huatai Financial - Huatai RQFII Fund 3 Segregated Portfolio won the “Best Segregated Account & Private Fund – Equity & Multi-Asset” of Offshore Chinese Fund Awards 2018
2017 Institutional Investor -Ranked FORTH among all china and international investment banks in Institutional Investor All-China survey 2017
-Ranked SECOND in the “Best Chinese Securities Research Institution”
Hong Kong China Fund Industry Association (HKCAMA) and Bloomberg Industry Association (HKCAMA):
-Huatai Financial - Huatai RQFII Fund 3 Segregated Portfolio won the “Best Total Return Greater China Equity (1 year) - Ranking 1st Runner-Up” of Offshore Chinese Fund Awards 2017
-Huatai Financial - Huatai RQFII Fund 3 Segregated Portfolio won the “Best Total Return Multi-asset Allocation (3 years) - Ranking 1st Runner-Up”
China Financial Market Star Investment Banking Award in the Capital Market of the Year – Huatai Financial
Cerulli Associates AssetMark ranked THIRD in terms of the TAMP market share in the United States as at the end of the third quarter of 2017
MergerMarket Huatai Financial ranked SECOND in terms of both number of Mergers & Acquisitions and the total transaction volume among or Chinese investment bank in Hong Kong in 2016